Tom Calforda , CFA
Partner
Professional Experience:
- Tom has worked in the securities industry for 33 years
- 3 years with Financial Planning Firms (John Hancock & Minnesota Mutual)
- 15 years with large banks (Citigroup, Bank of America, and Wells Fargo)
- 15 years in his own firm, C & T Group Investment Management L.L.C.
- Tom and his partner, Dave Torp, work with individuals, businesses, and institutional clients, devising investment strategies and structuring portfolios appropriate for the client's established financial goals and objectives.
- They have a special emphasis on managing portfolios for clients seeking to save money for retirement and managing income for those in retirement.
- They believe in allocating investments across a variety of asset classes, and that diversification, along with having a long term focus, are the key ingredients to asset growth and wealth accumulation while minimizing risk.
Registrations/Licenses:
- General Securities Registration (Series 7) held with LPL
- Uniform Securities Registration (Series 63) held with LPL
- Registered Investment Advisor (Series 65) held with LPL
- Life, Disability, and Variable Insurance Licenses
*Registered Representative with LPL Financial
Education:
- BA with Honors, Business Economics, University of California, Santa Barbara 1989
- Chartered Financial Analyst 1997
Community Involvement:
- Past treasurer for St John the Baptist Catholic Church Men's Club.
- Past treasurer for Napa Valley Masters Water Polo Club.
